Search Results
| Search type | Search syntax |
|---|---|
| Tags | [tag] |
| Exact | "words here" |
| Author |
user:1234 user:me (yours) |
| Score |
score:3 (3+) score:0 (none) |
| Answers |
answers:3 (3+) answers:0 (none) isaccepted:yes hasaccepted:no inquestion:1234 |
| Views | views:250 |
| Code | code:"if (foo != bar)" |
| Sections |
title:apples body:"apples oranges" |
| URL | url:"*.example.com" |
| Saves | in:saves |
| Status |
closed:yes duplicate:no migrated:no wiki:no |
| Types |
is:question is:answer |
| Exclude |
-[tag] -apples |
| For more details on advanced search visit our help page | |
Results tagged with brokerage
Search options questions only
not deleted
user 5656
For questions about brokerage firms, opening a brokerage account, etc. Questions asking for specific service recommendations are off-topic.
0
votes
0
answers
39
views
Are Transaction/Order/Trade ID/Numbers attached to the trade of a security sensitive informa...
Some brokerages display some Transaction/Order/Trade ID/Numbers that identifies or qualified a trade of a security (e.g., the purchase of some stock): is that sensitive information?
Example on TD Amer …
- 11.5k
1
vote
0
answers
326
views
How to transfer common stocks from a broker in France to a broker in the United States?
I have some stocks in a brokerage account in France. How can I move them to a brokerage account based in the United States? …
- 11.5k
0
votes
2
answers
145
views
Why would a financial services company force their customers to link their checking accounts...
You can open a new brokerage account or link to an existing one. … brokerage account? …
- 11.5k
24
votes
3
answers
3k
views
Why would a financial institution prevent their clients from trading a specific security?
Ameritrade restricts trading of Gamestop:
"In the interest of mitigating risk for our company and clients, we have put in place several restrictions on some transactions in $GME [GameStop], $AMC [AMC …
- 11.5k
0
votes
3
answers
2k
views
Why does it take 5-7 business days to transfer a brokerage account from Fidelity to Vanguard?
I was looking at the status of a transfer of a brokerage account from Fidelity to Vanguard, and read that it is estimated to take 5-7 business days:
Why does it take 5-7 business days to transfer a … brokerage account from Fidelity to Vanguard? …
- 11.5k
-3
votes
1
answer
1k
views
If a broker in the US does not provide Form 1099 by its due date (January 31), what penalty ...
However, I see in my Fidelity brokerage account that the Form 1099-DIV is not available yet:
We're waiting for final tax information from multiple issuers. …
- 11.5k
1
vote
1
answer
161
views
How can unvested assets land in one's Self-Directed Brokerage 401(k) account?
401(k) plan managed by Vanguard the following warning while attempting to change the contribution allocation:
All Sources: Your plan has restrictions on having unvested assets in your Self-Directed Brokerage … How can unvested assets land in one's Self-Directed Brokerage 401(k) account?
Screenshot: …
- 11.5k
2
votes
2
answers
265
views
Why wouldn't a broker let a retail investor choose the order type when purchasing Treasury b...
When purchasing US Treasury bills via auctions with Charles Schwab, one cannot choose the order type: it has to be a market order, as shown below.
As a result, one receives the following warning:
Pl …
- 11.5k