Timeline for Exercise ISO or NSO in solo 401k?
Current License: CC BY-SA 3.0
6 events
| when toggle format | what | by | license | comment | |
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| Sep 27, 2013 at 7:16 | comment | added | littleadv | @CQM of course not. Your 401k plan is not the employee. You are. | |
| Sep 27, 2013 at 6:28 | comment | added | CQM | @littleadv so I can get my employer to grant the ISO to my 401k instead? | |
| Sep 25, 2013 at 17:44 | history | edited | JTP - Apologise to Monica♦ | CC BY-SA 3.0 |
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| Sep 25, 2013 at 17:31 | comment | added | littleadv | @CQM you exercise the ISO. You own them. Not the plan. Transferring to the plan would be dealing with yourself, and its a prohibited transaction. You can only transfer cash to the plan. I'm not sure even if you can transfer in-kind. | |
| Sep 25, 2013 at 17:12 | comment | added | CQM | can you post more information or a source for this prohibition? 401k's can own practically any kind of security with few exemptions, even privately held ones, so how would a 401k be prohibited from using cash it already has and buying the shares from an ISO exercise? This is about exercising ISO's not "pulling in the ISOs" whatever that means | |
| Sep 25, 2013 at 16:48 | history | answered | JTP - Apologise to Monica♦ | CC BY-SA 3.0 |