1

I'm currently an investment advisor with my own RIA sand I was approached by a company to do live streams talking about trade ideas and investments. They charge a subscription to their viewers and I receive compensation from the company. Since I am a registered advisor, is there any liability or risk I should be aware of that isn't apparent here? I would like to know if this type of role requires me to act as a fiduciary and if so, whether I am able to do so.

1
  • I’m voting to close this question because isn't a question about personal finance or investing from an individual's perspective. – Ellie Kesselman Jun 29 at 13:49

Your Answer

By clicking “Post Your Answer”, you agree to our terms of service, privacy policy and cookie policy

Browse other questions tagged or ask your own question.